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Series-63 - Uniform Securities State Law Examination

Exam Code:
Series-63
Last Update: Jan 2, 2026
251 Questions
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PDF (Printable Format):
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Uniform Securities State Law Related Certification Exams

SIE - Securities Industry Essentials Exam (SIE)
Series-7 - Series 7 General Securities Representative Qualification Examination (GS)

FINRA Series-63 Exam Dumps FAQs

The FINRA Series 63 exam, officially known as the Uniform Securities Agent State Law Examination, is designed to qualify individuals to solicit orders for any type of security in a state. It is developed by the North American Securities Administrators Association (NASAA) and administered by FINRA.

The Series-63 Exam consists of 60 multiple-choice questions, with 55 scored and 5 unscored pretest questions. Candidates are given 75 minutes to complete the test. The exam is computer-based and administered through FINRA’s testing centers or online proctoring.

Yes, obtaining the Series 63 certification is essential for professionals who wish to sell securities across state lines. It complements other FINRA licenses like Series 6 or Series 7 and is often a mandatory requirement by state regulators.

To pass the FINRA Series-63 Exam, candidates must score at least 72%, which means answering 43 out of 60 questions correctly.

These certifications serve different purposes. The Series 63 focuses on state securities laws and is often required in addition to other licenses. The Series 7 (General Securities Representative) is broader, allowing professionals to sell a wide range of securities.

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