Amazon Web Services Data-Engineer-Associate - AWS Certified Data Engineer - Associate (DEA-C01)

The company wants to ensure that no customer records are deleted or modified for 7 years, and even the root user should not have the ability to change the data. S3 Object Lock in Compliance Mode is the correct solution for this scenario.

Option B: Enable compliance mode on the S3 bucket. Use a default retention period of 7 years.In Compliance Mode, even the root user cannot delete or modify locked objects during the retention period. This ensures that the data is protected for the entire 7-year duration as required. Compliance mode is stricter than governance mode and prevents all forms of alteration, even by privileged users.

Option A (Governance Mode) still allows certain privileged users (like the root user) to bypass the lock, which does not meet the company's requirement. Option C (legal hold) and Option D (setting retention per object) do not fully address the requirement to block root user modifications.

To identify the reason why the Step Functions state machine is not able to run the EMR jobs, the company should take the following steps:

Verify that the Step Functions state machine code has all IAM permissions that are necessary to create and run the EMR jobs. The state machine code should have an IAM role that allows it to invoke the EMR APIs, such as RunJobFlow, AddJobFlowSteps, and DescribeStep. The state machine code should also have IAM permissions to access the Amazon S3 buckets that the EMR jobs use as input and output locations. The company can use Access Analyzer for S3 to check the access policies and permissions of the S3 buckets12. Therefore, option B is correct.

Query the flow logs for the VPC. The flow logs can provide information about the network traffic to and from the EMR cluster that is launched in the VPC. The company can use the flow logs to determine whether the traffic that originates from the EMR cluster can successfully reach the data providers, such as Amazon RDS, Amazon Redshift, or other external sources. The company can also determine whether any security group that might be attached to the EMR cluster allows connections to the data source servers on the informed ports. The company can use Amazon VPC Flow Logs or Amazon CloudWatch Logs Insights to query the flow logs3 . Therefore, option D is correct.

Option A is incorrect because it suggests using AWS CloudFormation to automate the Step Functions state machine deployment. While this is a good practice to ensure consistency and repeatability of the deployment, it does not help to identify the reason why the state machine is not able to run the EMR jobs. Moreover, creating a step to pause the state machine during the EMR jobs that fail and wait for a human user to send approval through an email message is not a reliable way to troubleshoot the issue. The company should use the Step Functions console or API to monitor the execution history and status of the state machine, and use Amazon CloudWatch to view the logs and metrics of the EMR jobs .

Option C is incorrect because it suggests changing the AWS Step Functions state machine code to use Amazon EMR on EKS. Amazon EMR on EKS is a service that allows you to run EMR jobs on Amazon Elastic Kubernetes Service (Amazon EKS) clusters. While this service has some benefits, such as lower cost and faster execution time, it does not support all the features and integrations that EMR on EC2 does, such as EMR Notebooks, EMR Studio, and EMRFS. Therefore, changing the state machine code to use EMR on EKS may not be compatible with the existing data pipeline and may introduce new issues.

Option E is incorrect because it suggests checking the retry scenarios that the company configured for the EMR jobs. While this is a good practice to handle transient failures and errors, it does not help to identify the root cause of why the state machine is not able to run the EMR jobs. Moreover, increasing the number of seconds in the interval between each EMR task may not improve the success rate of the jobs, and may increase the execution time and cost of the state machine. Configuring an Amazon SNS topic to store the error messages may help to notify the company of any failures, but it does not provide enough information to troubleshoot the issue.

1: Manage an Amazon EMR Job - AWS Step Functions

2: Access Analyzer for S3 - Amazon Simple Storage Service

3: Working with Amazon EMR and VPC Flow Logs - Amazon EMR

[4]: Analyzing VPC Flow Logs with Amazon CloudWatch Logs Insights - Amazon Virtual Private Cloud

[5]: Monitor AWS Step Functions - AWS Step Functions

[6]: Monitor Amazon EMR clusters - Amazon EMR

[7]: Amazon EMR on Amazon EKS - Amazon EMR

 The Amazon Redshift Data API is a built-in feature that allows you to run SQL queries on Amazon Redshift data with web services-based applications, such as AWS Lambda, Amazon SageMaker notebooks, and AWS Cloud9. The Data API does not require a persistent connection to your database, and it provides a secure HTTP endpoint and integration with AWS SDKs. You can use the endpoint to run SQL statements without managing connections. The Data API also supports both Amazon Redshift provisioned clusters and Redshift Serverless workgroups. The Data API is the best solution for running real-time queries on the financial data from within the trading application, as it has the least operational overhead compared to the other options.

Option A is not the best solution, as establishing WebSocket connections to Amazon Redshift would require more configuration and maintenance than using the Data API. WebSocket connections are also not supported by Amazon Redshift clusters or serverless workgroups.

Option C is not the best solution, as setting up JDBC connections to Amazon Redshift would also require more configuration and maintenance than using the Data API. JDBC connections are also not supported by Redshift Serverless workgroups.

Option D is not the best solution, as storing frequently accessed data in Amazon S3 and using Amazon S3 Select to run the queries would introduce additional latency and complexity than using the Data API. Amazon S3 Select is also not optimized for real-time queries, as it scans the entire object before returning the results. References:

Using the Amazon Redshift Data API

Calling the Data API

Amazon Redshift Data API Reference

AWS Certified Data Engineer - Associate DEA-C01 Complete Study Guide

The company wants to gather information about incomplete multipart uploads and outdated versions in its Amazon S3 buckets to optimize storage costs.

Option B: Use Amazon S3 Inventory configurations reports to gather the information.S3 Inventory provides reports that can list incomplete multipart uploads and versions of objects stored in S3. It offers an easy, automated way to track object metadata across buckets, including data necessary for cost optimization, without manual effort.

Options A (AWS CLI), C (S3 Storage Lens), and D (usage reports) either do not specifically gather the required information about incomplete uploads and outdated versions or require more manual intervention.

The most efficient and low-operational-overhead solution for ingesting data into Amazon Redshift from Amazon Kinesis Data Streams is to use Amazon Redshift streaming ingestion. This feature allows Redshift to directly ingest streaming data from Kinesis Data Streams and process it in real-time.

Amazon Redshift Streaming Ingestion:

Redshift supports native streaming ingestion from Kinesis Data Streams, allowing real-time data to be queried using materialized views.

This solution reduces operational complexity because you don't need intermediary services like Amazon Kinesis Data Firehose or S3 for batch loading.

For high-performance analytics in Athena and EMR Spark, the columnar storage formats Parquet and ORC deliver the shortest query times. These formats minimize I/O, enable predicate pushdown, and support efficient compression and parallel reads.

When integrated with the AWS Glue Data Catalog, schema evolution is automatically tracked and managed across queries.

This combination (Parquet/ORC + Glue Catalog) is explicitly recommended by AWS for analytical workloads on S3 data lakes.

“For analytical workloads using Amazon EMR and Athena, store data in columnar formats such as Parquet or ORC. These formats provide optimized compression and query performance.”

– Ace the AWS Certified Data Engineer – Associate Certification – version 2 – apple.pdf

“Use the AWS Glue Data Catalog to manage table schemas and schema evolution for columnar data formats such as Parquet and ORC.”

– Ace the AWS Certified Data Engineer – Associate Certification – version 2 – apple.pdf

Therefore, using ORC or Parquet along with the Glue Data Catalog achieves the shortest Athena query times and seamless schema management.

To improve data encoding for Amazon Redshift tables where sub-optimal encoding has been applied, the correct approach is to analyze the table to determine the optimal encoding based on the data distribution and characteristics.

Option B: Run the ANALYZE COMPRESSION command against the identified tables. Manually update the compression encoding of columns based on the output of the command.The ANALYZE COMPRESSION command in Amazon Redshift analyzes the columnar data and suggests the best compression encoding for each column. The output provides recommendations for changing the current encoding to improve storage efficiency and query performance. After analyzing, you can manually apply the recommended encoding to the columns.

Option A (ANALYZE command) is incorrect because it is primarily used to update statistics on tables, not to analyze or suggest compression encoding.

Options C and D (VACUUM commands) deal with reclaiming disk space and reorganizing data, not optimizing compression encoding.

The requirement is to update the AWS Glue Data Catalog incrementally based on S3 events. Using an S3 event-based approach is the most automated and operationally efficient solution.

A. Create an S3 event-based AWS Glue crawler:

An event-based Glue crawler can automatically update the Data Catalog when new data arrives in the S3 bucket. This ensures incremental updates with minimal operational overhead.

Lake Formation requires that S3 locations be registered before they can be accessed by AWS Glue crawlers, jobs, or queries. Registering the location associates it with the Lake Formation permissions framework.

“Before AWS Glue crawlers can access an S3 path managed by Lake Formation, the S3 location must be registered in Lake Formation.”

– Ace the AWS Certified Data Engineer - Associate Certification - version 2 - apple.pdf