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IAPP AIGP - Artificial Intelligence Governance Professional

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Total 165 questions

Scenario:

An organization is building a compliance program to ensure responsible AI deployment. It aims to align operations with AI risk frameworks and mitigate legal, ethical, and operational risks, while still promoting innovation.

Which of the following would be theleast likelystep for an organization to take when designing an integrated compliance strategy for responsible AI?

A.

Meeting with and obtaining approval from senior management

B.

Launching a survey to understand the concerns and interests of potentially impacted stakeholders

C.

Consulting experts to consider the ethical principles underpinning the use of AI within the organization

D.

Employing a new software platform to modernize existing compliance processes across the organization

According to the GDPR, what is an effective control to prevent a determination based solely on automated decision-making?

A.

Provide a just-in-time notice about the automated decision-making logic.

B.

Define suitable measures to safeguard personal data.

C.

Provide a right to review automated decision.

D.

Establish a human-in-the-loop procedure.

Scenario:

An organization wants to leverage its existing compliance structures to identify AI-specific risks as part of an ongoing data governance audit.

Which of the following compliance-related controls within an organization ismost easily adaptedto identify AI risks?

A.

Privacy training

B.

Penetration testing

C.

Transfer risk assessments

D.

Privacy impact assessments

Each of the following actors are typically engaged in the Al development life cycle EXCEPT?

A.

Data architects.

B.

Government regulators.

C.

Socio-cultural and technical experts.

D.

Legal and privacy governance experts.

CASE STUDY

A global marketing agency is adapting a large language model ("LLM") to generate content for an upcoming marketing campaign for a client's new product: a hard hat designed for construction workers of any gender to better protect them from head injuries.

The marketing agency is accessing the LLM through an application programming interface ("API") developed by a third-party technology company. They want to generate text to be used for targeted advertising communications that highlight the benefits of the hard hat to potential purchasers. Both the marketing agency and the technology company have taken reasonable steps to address Al governance.

The marketing company has:

•           Entered into a contract with the technology company with suitable representations and warranties.

•           Completed an impact assessment on the LLM for this intended use.

•           Built technical guidance on how to measure and mitigate bias in the LLM.

•           Enabled technical aspects of transparency, explainability, robustness and privacy.

•           Followed applicable regulatory requirements.

•           Created specific legal statements and disclosures regarding the use of the Al on its client's advertising.

The technology company has:

•           Provided guidance and resources to developers to address environmental concerns.

•           Build technical guidance on how to measure and mitigate bias in the LLM.

•           Provided tools and resources to measure bias specific to the LLM.

•           Enabled technical aspects of transparency, explainability, robustness and privacy.

•           Mapped and mitigated potential societal harms and large-scale impacts.

•           Followed applicable regulatory requirements and industry standards.

•           Created specific legal statements and disclosures regarding the LLM. including with respect to IP and rights to data.

The marketing company and its tech provider have taken reasonable steps to govern the AI’s use, including legal disclosures, impact assessments, and bias mitigation. However, the company wants to takeone more stepto improve governance and reduce risks related to ongoing oversight and accountability.

While the marketing agency took steps to mitigate its risks, the best additional step would be to:

A.

Negotiate an intellectual property indemnity from the technology company

B.

Evaluate the use of AI in the marketing industry to identify best practices

C.

Engage a third party to lead the procurement selection process

D.

Establish a governance committee to oversee the project

All of the following types of testing can help evaluate the performance of a responsible Al system EXCEPT?

A.

Risk probability/severity.

B.

Adversarial robustness.

C.

Statistical sampling.

D.

Decision analysis.

According to the Singapore Model Al Governance Framework, all of the following are recommended measures to promote the responsible use of Al EXCEPT?

A.

Determining the level of human involvement in algorithmic decision-making.

B.

Adapting the existing governance structure algorithmic decision-making.

C.

Employing human-over-the-loop protocols for high-risk systems.

D.

Establishing communications and collaboration among stakeholders.

When monitoring the functional performance of a model that has been deployed into production, all of the following are concerns EXCEPT?

A.

Feature drift.

B.

System cost.

C.

Model drift.

D.

Data loss.

CASE STUDY

Please use the following answer the next question:

A mid-size US healthcare network has decided to develop an Al solution to detect a type of cancer that is most likely arise in adults. Specifically, the healthcare network intends to create a recognition algorithm that will perform an initial review of all imaging and then route records a radiologist for secondary review pursuant agreed-upon criteria (e.g., a confidence score below a threshold).

To date, the healthcare network has taken the following steps: defined its Al ethical principles: conducted discovery to identify the intended uses and success criteria for the system: established an Al governance committee; assembled a broad, crossfunctional team with clear roles and responsibilities; and created policies and procedures to document standards, workflows, timelines and risk thresholds during the project.

The healthcare network intends to retain a cloud provider to host the solution and a consulting firm to help develop the algorithm using the healthcare network's existing data and de-identified data that is licensed from a large US clinical research partner.

In the design phase, what is the most important step for the healthcare network to take when mapping its existing data to the clinical research partner data?

A.

Apply privacy-enhancing technologies to the data.

B.

Identify fits and gaps in the combined data.

C.

Ensure the data is labeled and formatted.

D.

Evaluate the country of origin of the data.

MULTI-SELECT

Please select 3 of the 5 options below. No partial credit will be given.

Training an AI model is time-consuming because of?

A.

The complexity of the AI model.

B.

The maturity of AI governance.

C.

The volume of training data.

D.

The number of stakeholders.

E.

The quality of the training data.