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IAPP AIGP - Artificial Intelligence Governance Professional

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Total 215 questions

CASE STUDY

Please use the following to answer the next question:

You have recently assumed the role of AI Governance leader for a California-based medical technology company. The organization primarily serves hospitals and has recently expanded to include walk-in clinics located within local pharmacies.

The company ' s core business focuses on diagnostic assistance powered by a large language model LLM and back-office process optimization using Agentic AI, including chatbots, medical record request handling, scheduling and billing.

In preparation for its next round of funding, the board has asked you to prepare an AI Risk report to demonstrate to investors how the company is addressing AI-related risks. In preparing the report you learn that last year the company generated 30 million dollars in gross revenue across the US, EU, India, and South Korea and that vendors are engaged for various activities, including model testing and providing third-party AI solutions for chatbots.

Which of the following would provide you the best information addressing quality principles pertaining to the functioning of the AI agents and LLM?

A.

A monthly log of all input data validation checks showing:

the percentage of anomalous or missing data points that were cleaned

the average time it takes for the LLM to generate a response.

B.

The aggregate count of user feedback:

flagged as Negative or Unsatisfactory over the past 30 days

categorized by language preference.

C.

Real-time system diagnostics tracking:

the total number of model predictions processed daily

the percentage of high-certainty predictions

a summary of code quality scores from internal software testing tools before deployment.

D.

Monthly statistical measures showing:

the percentages of accuracy by user group

the response category

real world change data.

CASE STUDY

Please use the following answer the next question:

Good Values Corporation (GVC) is a U.S. educational services provider that employs teachers to create and deliver enrichment courses for high school students. GVC has learned that many of its teacher employees are using generative Al to create the enrichment courses, and that many of the students are using generative Al to complete their assignments.

In particular, GVC has learned that the teachers they employ used open source large language models (“LLM”) to develop an online tool that customizes study questions for individual students. GVC has also discovered that an art teacher has expressly incorporated the use of generative Al into the curriculum to enable students to use prompts to create digital art.

GVC has started to investigate these practices and develop a process to monitor any use of generative Al, including by teachers and students, going forward.

What is the best reason for GVC to offer students the choice to utilize generative Al in limited, defined circumstances?

A.

To enable students to learn how to manage their time.

B.

To enable students to learn about performing research.

C.

To enable students to learn about practical applications of Al.

D.

To enable students to learn how to use Al as a supportive educational tool.

Which of the following are subjects covered by a typical impact assessment?

A.

Third-party risk, model risk and legal risk.

B.

Datasets, behavior and tooling.

C.

Toxicity, accuracy and development.

D.

Fundamental rights, data protection and safety.

CASE STUDY

Please use the following answer the next question:

A mid-size US healthcare network has decided to develop an Al solution to detect a type of cancer that is most likely arise in adults. Specifically, the healthcare network intends to create a recognition algorithm that will perform an initial review of all imaging and then route records a radiologist for secondary review pursuant Agreed-upon criteria (e.g., a confidence score below a threshold).

To date, the healthcare network has taken the following steps: defined its Al ethical principles: conducted discovery to identify the intended uses and success criteria for the system: established an Al governance committee; assembled a broad, crossfunctional team with clear roles andresponsibilities; and created policies and procedures to document standards, workflows, timelines and risk thresholds during the project.

The healthcare network intends to retain a cloud provider to host the solution and a consulting firm to help develop the algorithm using the healthcare network ' s existing data and de-identified data that is licensed from a large US clinical research partner.

Which of the following steps can best mitigate the possibility of discrimination prior to training and testing the Al solution?

A.

Procure more data from clinical research partners.

B.

Engage a third party to perform an audit.

C.

Perform an impact assessment.

D.

Create a bias bounty program.

All of the following issues are unique for proprietary AI model deployments EXCEPT?

A.

The acquisition of training data.

B.

The cost of AI chips.

C.

The potential for bias.

D.

The necessity of performing conformity assessments.

Which of the following most encourages accountability over Al systems?

A.

Determining the business objective and success criteria for the Al project.

B.

Performing due diligence on third-party Al training and testing data.

C.

Defining the roles and responsibilities of Al stakeholders.

D.

Understanding Al legal and regulatory requirements.

CASE STUDY

Please use the following answer the next question:

Good Values Corporation (GVC) is a U.S. educational services provider that employs teachers to create and deliver enrichment courses for high school students. GVC has learned that many of its teacher employees are using generative Al to create the enrichment courses, and that many of the students are using generative Al to complete their assignments.

In particular, GVC has learned that the teachers they employ used open source large language models (“LLM”) to develop an online tool that customizes study questions for individual students. GVC has also discovered that an art teacher has expressly incorporated the use of generative Al into the curriculum to enable students to use prompts to create digital art.

GVC has started to investigate these practices and develop a process to monitor any use of generative Al, including by teachers and students, going forward.

Which of the following risks should be of the highest concern to individual teachers using generative Al to ensure students learn the course material?

A.

Financial cost.

B.

Model accuracy.

C.

Technical complexity.

D.

Copyright infringement.

CASE STUDY

Please use the following answer the next question:

A mid-size US healthcare network has decided to develop an Al solution to detect a type of cancer that is most likely arise in adults. Specifically, the healthcare network intends to create a recognition algorithm that will perform an initial review of all imaging and then route records a radiologist for secondary review pursuant agreed-upon criteria (e.g., a confidence score below a threshold).

To date, the healthcare network has taken the following steps: defined its Al ethical principles: conducted discovery to identify the intended uses and success criteria for the system: established an Al governance committee; assembled a broad, crossfunctional team with clear roles and responsibilities; and created policies and procedures to document standards, workflows, timelines and risk thresholds during the project.

The healthcare network intends to retain a cloud provider to host the solution and a consulting firm to help develop the algorithm using the healthcare network ' s existing data and de-identified data that is licensed from a large US clinical research partner.

In the design phase, what is the most important step for the healthcare network to take when mapping its existing data to the clinical research partner data?

A.

Apply privacy-enhancing technologies to the data.

B.

Identify fits and gaps in the combined data.

C.

Ensure the data is labeled and formatted.

D.

Evaluate the country of origin of the data.

What is the primary reason the EU is considering updates to its Product Liability Directive?

A.

To increase the minimum warranty level for defective goods.

B.

To define new liability exemptions for defective products.

C.

Address digital services and connected products.

D.

Address free and open-source software.

Which stakeholder is responsible for lawful collection of data for the training of the foundational AI model?

A.

The marketing agency.

B.

The tech company.

C.

The data aggregator.

D.

The marketing agency ' s client.