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IAPP AIGP - Artificial Intelligence Governance Professional

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Total 165 questions

CASE STUDY

Please use the following answer the next question:

A mid-size US healthcare network has decided to develop an Al solution to detect a type of cancer that is most likely arise in adults. Specifically, the healthcare network intends to create a recognition algorithm that will perform an initial review of all imaging and then route records a radiologist for secondary review pursuant Agreed-upon criteria (e.g., a confidence score below a threshold).

To date, the healthcare network has taken the following steps: defined its Al ethical principles: conducted discovery to identify the intended uses and success criteria for the system: established an Al governance committee; assembled a broad, crossfunctional team with clear roles and responsibilities; and created policies and procedures to document standards, workflows, timelines and risk thresholds during the project.

The healthcare network intends to retain a cloud provider to host the solution and a consulting firm to help develop the algorithm using the healthcare network's existing data and de-identified data that is licensed from a large US clinical research partner.

The most significant risk from combining the healthcare network’s existing data with the clinical research partner data is?

A.

Privacy risk.

B.

Security risk.

C.

Operational risk.

D.

Reputational risk.

After initially deploying a third-party AI model, you learn the developer has released a new version.

As deployer of this third-party model, what should you do?

A.

Audit the model.

B.

Retrain the model.

C.

Seek input from data scientists.

D.

Communicate necessary updates to your users.

A company developing and deploying its own AI model would perform all of the following steps to monitor and evaluate the model's performance EXCEPT?

A.

Publicly disclosing data with forecasts of secondary and downstream harms to stakeholders.

B.

Setting up automated tools to regularly track the model's accuracy, precision and recall rates in real-time.

C.

Implementing a formal incident response plan to address incidents that may occur during system operation.

D.

Establishing a regular schedule for human evaluation of the model's performance, including qualitative assessments.

CASE STUDY

Please use the following answer the next question:

A local police department in the United States procured an Al system to monitor and analyze social media feeds, online marketplaces and other sources of public information to detect evidence of illegal activities (e.g., sale of drugs or stolen goods). The Al system works by surveilling the public sites in order to identify individuals that are likely to have committed a crime. It cross-references the individuals against data maintained by law enforcement and then assigns a percentage score of the likelihood of criminal activity based on certain factors like previous criminal history, location, time, race and gender.

The police department retained a third-party consultant assist in the procurement process, specifically to evaluate two finalists. Each of the vendors provided information about their system's accuracy rates, the diversity of their training data and how their system works. The consultant determined that the first vendor’s system has a higher accuracy rate and based on this information, recommended this vendor to the police department.

The police department chose the first vendor and implemented its Al system. As part of the implementation, the department and consultant created a usage policy for the system, which includes training police officers on how the system works and how to incorporate it into their investigation process.

The police department has now been using the Al system for a year. An internal review has found that every time the system scored a likelihood of criminal activity at or above 90%, the police investigation subsequently confirmed that the individual had, in fact, committed a crime. Based on these results, the police department wants to forego investigations for cases where the Al system gives a score of at least 90% and proceed directly with an arrest.

The best human oversight mechanism for the police department to implement is that a police officer should?

A.

Explain to the accused how the Al system works.

B.

Confirm the Al recommendation prior to sentencing.

C.

Ensure an accused is given notice that the Al system was used.

D.

Consider the Al recommendation as part of the criminal investigation.

Which of the following is an obligation of an importer of high-risk AI systems under the EU AI Act?

A.

Provide technical documentation.

B.

Affix the CE marking.

C.

Verify the Declaration of Conformity.

D.

Conduct a data protection impact assessment.

What is the best method to proactively train an LLM so that there is mathematical proof that no specific piece of training data has more than a negligible effect on the model or its output?

A.

Clustering.

B.

Transfer learning.

C.

Differential privacy.

D.

Data compartmentalization.

A company plans on procuring a tool from an Al provider for its employees to use for certain business purposes.

Which contractual provision would best protect the company's intellectual property in the tool, including training and testing data?

A.

The provider willgive privacy notice to individuals before using their personal data to train or test the tool.

B.

The provider willdefend and indemnify the company against infringement claims.

C.

The provider willobtain and maintain insurance to cover potential claims.

D.

The provider willwarrant that the tool will work as intended.

What is the term for an algorithm that focuses on making the best choice achieve an immediate objective at a particular step or decision point, based on the available information and without regard for the longer-term best solutions?

A.

Single-lane.

B.

Optimized.

C.

Efficient.

D.

Greedy.

CASE STUDY

Please use the following answer the next question:

A local police department in the United States procured an Al system to monitor and analyze social media feeds, online marketplaces and other sources of public information to detect evidence of illegal activities (e.g., sale of drugs or stolen goods). The Al system works by surveilling the public sites in order to identify individuals that are likely to have committed a crime. It cross-references the individuals against data maintained by law enforcement and then assigns a percentage score of the likelihood of criminal activity based on certain factors like previous criminal history, location, time, race and gender.

The police department retained a third-party consultant assist in the procurement process, specifically to evaluate two finalists. Each of the vendors provided information about their system's accuracy rates, the diversity of their training data and how their system works. The consultant determined that the first vendor’s system has a higher accuracy rate and based on this information, recommended this vendor to the police department.

The police department chose the first vendor and implemented its Al system. As part of the implementation, the department and consultant created a usage policy for the system, whichincludes training police officers on how the system works and how to incorporate it into their investigation process.

The police department has now been using the Al system for a year. An internal review has found that every time the system scored a likelihood of criminal activity at or above 90%, the police investigation subsequently confirmed that the individual had, in fact, committed a crime. Based on these results, the police department wants to forego investigations for cases where the Al system gives a score of at least 90% and proceed directly with an arrest.

What is the best reason the police department should continue to perform investigations even if the Al system scores an individual's likelihood of criminal activity at or above 90%?

A.

Because the department did not perform an impact assessment for this intended use.

B.

Because Al systems that affect fundamental civil rights should not be fully automated.

C.

Because investigations may identify additional individuals involved in the crime.

D.

Because investigations may uncover information relevant to sentencing.

What is the best reason for a company adopt a policy that prohibits the use of generative Al?

A.

Avoid using technology that cannot be monetized.

B.

Avoid needing to identify and hire qualified resources.

C.

Avoid the time necessary to train employees on acceptable use.

D.

Avoid accidental disclosure to its confidential and proprietary information.